-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D/YHJZrWPILqwi4V+Sh8ghztk+50rCZ3bjjvwFLrERmOVIr+ZPJrReTelFQdbcPc niNmHsBk9wMuPA6NP5GQlQ== 0000109380-00-000017.txt : 20000420 0000109380-00-000017.hdr.sgml : 20000420 ACCESSION NUMBER: 0000109380-00-000017 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000419 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MACC PRIVATE EQUITIES INC CENTRAL INDEX KEY: 0000923808 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 421421406 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-45963 FILM NUMBER: 604567 BUSINESS ADDRESS: STREET 1: 101 SECOND ST SE STREET 2: STE 800 CITY: CEDAR RAPIDS STATE: IA ZIP: 52401 BUSINESS PHONE: 3193638249 MAIL ADDRESS: STREET 1: 101 SECOND STREET SE STREET 2: SUITE 800 CITY: CEDAR RAPIDS STATE: IA ZIP: 52401 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ZIONS BANCORPORATION /UT/ CENTRAL INDEX KEY: 0000109380 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 870227400 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: ONE SOUTH MAIN STREET STREET 2: SUITE 1380 CITY: SALT LAKE CITY STATE: UT ZIP: 84111 BUSINESS PHONE: 8015244787 MAIL ADDRESS: STREET 1: ONE SOUTH MAIN STREET STREET 2: SUITE 1380 CITY: SALT LAKE CITY STATE: UT ZIP: 84111 FORMER COMPANY: FORMER CONFORMED NAME: ZIONS UTAH BANCORPORATION DATE OF NAME CHANGE: 19870615 FORMER COMPANY: FORMER CONFORMED NAME: ZIONS FIRST NATIONAL INVESTMENT CO DATE OF NAME CHANGE: 19660921 SC 13D 1 SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 14)* MACC Private Equities Inc. - -------------------------------------------------------------------------------- Common Stock, $0.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 552 617 102 -------------------------------------------------- (CUSIP Number) W. David Hemingway, Zions Bancorporation, One South Main, Suite 1380 Salt Lake City, Utah 84111 (801) 524-4787 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 18, 2000 -------------------------------------------------- (Date of Event which Requires Filing of this Statement) If a filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - --------------------- CUSIP NO. 552 617 102 - --------------------- - ---------------------------------------------------------------------- 1. NAME OF REPORTING PERSON Zions Bancorporation S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 87-0227400 - ---------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ---------------------------------------------------------------------- 3. SEC USE ONLY - ---------------------------------------------------------------------- 4. SOURCE OF FUNDS WC - ---------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ---------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Utah - ---------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF -0- SHARES ---------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 582,143 EACH ---------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON -0- WITH ---------------------------------------------------- 10. SHARED DISPOSITIVE POWER 582,143 - ---------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 582,143 - ---------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ---------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 29.9781% - ---------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON HC,CO - ---------------------------------------------------------------------- Page 2 of 11 - --------------------- CUSIP NO. 552 617 102 - --------------------- - ---------------------------------------------------------------------- 1. NAME OF REPORTING PERSON Zions First National Bank S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 87-0189025 - ---------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ---------------------------------------------------------------------- 3. SEC USE ONLY - ---------------------------------------------------------------------- 4. SOURCE OF FUNDS WC - ---------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ---------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ---------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF -0- SHARES ---------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 582,143 EACH ---------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON -0- WITH ---------------------------------------------------- 10. SHARED DISPOSITIVE POWER 582,143 - ---------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 582,143 - ---------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ---------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 29.9781% - ---------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON BK - ---------------------------------------------------------------------- Page 3 of 11 Zions Bancorporation ("Zions") hereby amends its report on Schedule 13D originally filed on May 24, 1996 as heretofore amended (the "Schedule 13D") in respect of the Common Stock of MACC Private Equities Inc. (the "Company"). Capitalized terms used but not defined herein shall have the meanings given such terms in the Schedule 13D. Item 3. Source and Amount of Funds or Other Consideration. The funds required to purchase the 582,143 shares of Common Stock beneficially owned by Zions and the Bank were $ 3,514,040. These funds were derived from working capital. Item 5. Interest in Securities of the Issuer. (a) The Bank currently holds and Zions may be deemed to hold through the Bank, for purposes of this report on Schedule 13D, the beneficial ownership of 582,143 shares of Common Stock, which the Bank and Zions believe represents approximately 29.9781% of the outstanding shares of Common Stock. (b) Zions may be deemed to share the power to vote or direct the vote and to dispose or to direct the disposition of the 582,143 shares of Common Stock held by the Bank. (c)On January 7, 2000, the Bank purchased 100 shares of Common Stock at a cost of $1,387.50 ($13.8750 per share). On January 7, 2000, the Bank purchased 901 shares of Common Stock at a cost of $12,163.50 ($13.5000 per share). On January 11, 2000, the Bank purchased 500 shares of Common Stock at a cost of $6,744.37 ($13.4887 per share). On January 26, 2000, the Bank purchased 1,000 shares of Common Stock at a cost of $13,443.24 ($13.4432 per share). On January 27, 2000, the Bank purchased 2,742 shares of Common Stock at a cost of $36,674.25 ($13.3750 per share). On January 31, 2000, the Bank purchased 100 shares of Common Stock at a cost of $1,312.50 ($13.1250 per share). On February 1, 2000, the Bank purchased 156 shares of Common Stock at a cost of $2,019.50 ($12.9455 per share). On February 3, 2000, the Bank purchased 744 shares of Common Stock at a cost of $9,454.77 ($12.7080 per share). On February 3, 2000, the Bank purchased 1,100 shares of Common Stock at a cost of $13,887.50 ($12.6250 per share). On February 4, 2000, the Bank purchased 1,200 shares of Common Stock at a cost of $15,150.00 ($12.6250 per share). On February 8, 2000, the Bank purchased 1,000 shares of Common Stock at a cost of $12,691.96 ($12.6920 per share). On February 9, 2000, the Bank purchased 4,000 shares of Common Stock at a cost of $50,500.00 ($12.6250 per share). On February 11, 2000, the Bank purchased 1,000 shares of Common Stock at a cost of $12,691.96 ($12.6920 per share). On February 14, 2000, the Bank purchased 700 shares of Common Stock at a cost of $8,810.38 ($12.5863 per share). On February 24, 2000, the Bank purchased 156 shares of Common Stock at a cost of $2,000.00 ($12.8205 per share). On February 25, 2000, the Bank purchased 144 shares of Common Stock at a cost of $1,850.00 ($12.8472 per share). On February 29, 2000, the Bank purchased 514 shares of Common Stock at a cost of $6,449.25 ($12.5472 per share). On March 1, 2000, the Bank purchased 200 shares of Common Stock at a cost of $2,537.50 ($12.6875 per share). On March Page 4 of 11 1, 2000, the Bank purchased 1,600 shares of Common Stock at a cost of $20,000.00 ($12.5000 per share). On March 7, 2000, the Bank purchased 351 shares of Common Stock at a cost of $4,415.56 ($12.5799 per share). On March 8, 2000, the Bank purchased 649 shares of Common Stock at a cost of $8,131.16 ($12.5288 per share). On March 9, 2000, the Bank purchased 100 shares of Common Stock at a cost of $1,287.50 ($12.8750 per share). On March 21, 2000, the Bank purchased 100 shares of Common Stock at a cost of $1,112.50 ($11.1250 per share). On March 22, 2000, the Bank purchased 900 shares of Common Stock at a cost of $9,624.26 ($10.6936 per share). On March 31, 2000, the Bank purchased 100 shares of Common Stock at a cost of $1,125.00 ($11.2500 per share). On March 31, 2000, the Bank received 98,330 shares of Common Stock as part of cash dividend. On April 3, 2000, the Bank purchased 400 shares of Common Stock at a cost of $4,350.00 ($10.8750 per share). On April 5, 2000, the Bank purchased 110 shares of Common Stock at a cost of $1,232.50 ($11.2045 per share). On April 6, 2000, the Bank purchased 790 shares of Common Stock at a cost of $8,552.44 ($10.8259 per share). In each case of purchase, the shares were acquired in the ordinary course of business in transactions on the open market. To the best knowledge of Zions and the Bank, none of the persons listed on Schedule I-A or Schedule I-B attached hereto has effected any transactions in Common Stock during the past 60 days. Page 5 of 11 SIGNATURE After due inquiry and to the best of my knowledge and belief, I hereby certify that the information set forth in this statement is true, complete and correct. Dated: April 19, 2000 ZIONS BANCORPORATION By: /s/ Dale M. Gibbons ---------------------------------- Name: Dale M. Gibbons Title: Executive Vice President, Chief Financial Officer and Secretary Page 6 of 11 SIGNATURE After due inquiry and to the best of my knowledge and belief, I hereby certify that the information set forth in this statement is true, complete and correct. Dated: April 18, 2000 ZIONS FIRST NATIONAL BANK By: /s/ Dale M. Gibbons ---------------------------------- Name: Dale M. Gibbons Title: Executive Vice President, Chief Financial Officer and Secretary Page 7 of 11 SCHEDULE I-A DIRECTORS AND EXECUTIVE OFFICERS OF ZIONS BANCORPORATION The names, business addresses and present principal occupations of the directors and executive officers of Zions Bancorporation ("Zions") are set forth below. If no business address is given, the director's or officer's business address is One South Main, Suite 1380, Salt Lake City, Utah 84111. The business address of each of the directors of Zions is also the business address of such director's employer, if any. All directors and officers listed below are citizens of the United States. Name Position with Zions, Present Principal Occupation or - ---- ---------------------------------------------------- Employment and Address ---------------------- Bruce Alexander Senior Vice President of Zions. President and Chief Executive Officer of Vectra Bank Colorado. A. Scott Anderson Executive Vice President and President of Zions First National Bank. Jerry C. Atkin Director of Zions. Chairman, President and Chief Executive Officer, Skywest Airlines, 444 S. River Road, St. George, Utah 84770. Nolan X. Bellon Senior Vice President & Controller of Zions. Danne L. Buchanan Executive Vice President of Zions. Vice Chairman and Director Zions Management Services Company. Grant R. Caldwell Director of Zions. Retired, former Partner, KMG Main Hurdman. R. Don Cash Director of Zions. Chairman, President and Chief Executive Officer of Questar Corporation, 180 East 100 South, Salt Lake City, Utah 84111. Director, Zions First National Bank. Gerald J. Dent Executive Vice President of Zions. Executive Vice President of Zions First National Bank. Dale M. Gibbons Executive Vice President, Chief Financial Officer and Secretary of Zions. Executive Vice President, Chief Financial Officer and Secretary of Zions First National Bank. John J. Gisi Senior Vice President of Zions. Chairman, President and Chief Executive Officer of National Bank of Arizona. Page 8 of 11 Name Position with Zions, Present Principal Occupation or - ---- ---------------------------------------------------- Employment and Address ---------------------- W. David Hemingway Executive Vice President of Zions. Executive Vice President of Zions First National Bank. Clark B. Hinckley Senior Vice President of Zions. George Hofmann III Senior Vice President of Zions. Richard H. Madsen Director of Zions. President and Chief Executive Officer of ZCMI, 2200 South 900 West, Salt Lake City, Utah 84137. William Martin Senior Vice President of Zions. Chairman, President and Chief Executive Officer of Nevada State Bank. Roger B. Porter Director of Zions. IBM Professor of Business and Government, Harvard University, 79 John F. Kennedy Street, Cambridge, Massachusetts 02138. Robert G. Sarver Director of Zions. Chairman and CEO California Bank & Trust. Harris H. Simmons President and Chief Executive Officer of Zions. Chairman of Zions First National Bank. Director of Questar Corporation. L.E. Simmons Director of Zions. President, SCF Partners, 6600 Texas Commerce Tower, Houston, Texas 77002. Roy W. Simmons Chairman of the Board of Directors of Zions. Director of Zions First National Bank. Shelley Thomas Director of Zions. I.J. Wagner Director of Zions. President of The Keystone Company, 680 Gateway Tower East, Salt Lake City, Utah 84133. Page 9 of 11 SCHEDULE I-B DIRECTORS AND EXECUTIVE OFFICERS OF ZIONS FIRST NATIONAL BANK The names, business addresses and present principal occupations of the directors and executive officers of Zions First National Bank (the "Bank") are set forth below. If no business address is given, the director's or officer's business address is One South Main Street, Salt Lake City, Utah 84111. The business address of each of the directors of the Bank is also the business address of such director's employer, if any. All directors and officers listed below are citizens of the United States. Name Position with the Bank, Present Principal Occupation or - ---- ------------------------------------------------------- Employment and Address ---------------------- A. Scott Anderson President, Chief Executive Officer and Director of the Bank. John B. D'Arcy Executive Vice President of the Bank. R. Don Cash Director of the Bank. Chairman and Chief Executive Officer, Questar Corporation, 180 East 100 South, Salt Lake City, Utah 84111. Director of Zions Bancorporation. Gerald J. Dent Executive Vice President of the Bank. Executive Vice President of Zions Bancorporation. Robert C. Fuehr Director of the Bank. Retired. Dale M. Gibbons Executive Vice President, Chief Financial Officer and Secretary of the Bank. Executive Vice President, Chief Financial Officer and Secretary of Zions Bancorporation. Ronald S. Hanson Director of the Bank. Retired. W. David Hemingway Executive Vice President of the Bank. Executive Vice President Zions Bancorporation. James T. Jensen Director of the Bank. Executive Vice President/General Counsel of Savage Industries, 5250 S 300 West, Salt Lake City, Utah 84107. Susan Mooney Johnson Director of the Bank. President of Futura Industries, Box 1506, Clearfield, Utah 84016. Dixie Leavitt Director of the Bank. Chairman of the Board of Security Enterprises dba The Leavitt Group. Robert A. Madsen, Sr. Director of the Bank. RA Investments, Salt Lake City, Utah. Page 10 of 11 Name Position with the Bank, Present Principal Occupation or - ---- ------------------------------------------------------- Employment and Address ---------------------- Roy C. Nelson Director of the Bank. Retired. Kathryn Pett Director of the Bank. Secretary and General Counsel, Utah Transit Authority, 3600 South 700 West, Salt Lake City, UT 84115. Harris H. Simmons Chairman of the Bank. President and Chief Executive Officer of Zions Bancorporation. Roy W. Simmons Director of Zions First National Bank. Chairman of the Board of Directors of Zions Bancorporation. D. Gill Warner Director of the Bank. Retired. Page 11 of 11 -----END PRIVACY-ENHANCED MESSAGE-----